SWAPTIONSADVISORY

Services

What we do.

Two practices under one firm. Strategic advisory for capital and treasury decisions on one side. Audit, tax, GST and compliance work on the other.

Practice One

Strategic Advisory

Mandate-based advisory for investors, treasuries and growing businesses.

01

Market Advisory

For people who hold real positions in markets: equities, F&O, indices, commodities. We help size them, hedge them and write down what you'll do when things move.

Representative offerings

  • Portfolio strategy and asset allocation review
  • Hedging advisory across equities, indices and currencies
  • Derivatives structuring across options, futures and combination strategies
  • Market risk assessment and exposure mapping
  • Tactical opportunity reviews and macro briefings

Suited for

HNI investors · Family offices · Corporate treasuries · Active business owners

02

CFO Advisory

Finance leadership for businesses that aren't ready for a full-time CFO. We run the MIS, the budget cycle and the cash flow planning, and help when you need to raise money.

Representative offerings

  • Virtual CFO and finance leadership engagements
  • Cash flow planning and working capital optimisation
  • MIS development and monthly business performance reviews
  • Budgeting, forecasting and variance analysis
  • Fundraising advisory across debt, equity and structured instruments
  • Profitability improvement and cost structure reviews

Suited for

Founder-led SMEs · Growth-stage companies · Promoter groups · Family businesses

03

Transaction Advisory

When you're buying, selling, raising or restructuring, we sit on your side of the table. Diligence, structuring, negotiation, closing.

Representative offerings

  • Buy-side and sell-side diligence support
  • Deal structuring and instrument design
  • Valuation review and price negotiation framework
  • Capital structure planning around the transaction
  • Post-deal integration and reporting setup

Suited for

Promoters evaluating exits · Acquirers · Investors entering or exiting positions

04

Risk & Structuring Advisory

Written policies for how the firm or family handles risk: counterparties, exposures, hedges. The policy comes first, then everyone follows it.

Representative offerings

  • Treasury and investment policy design
  • Counterparty, concentration and liquidity risk frameworks
  • Currency and interest rate exposure structuring
  • Hedging policy documentation and board reporting
  • Capital allocation and surplus deployment frameworks

Suited for

Corporate boards · CFO offices · Family office governance · Trustees

Practice Two

Compliance & Statutory Services

Statutory services for entities at every stage, from incorporation through audit and ongoing compliance.

05

Incorporation of Companies, LLPs & Firms

We set up companies, LLPs and firms. Name reservation, drafting, MCA filing, and getting the first year of compliance running.

Representative offerings

  • Private Limited, OPC and Public Limited company incorporation
  • Limited Liability Partnership (LLP) registration
  • Partnership firm and proprietorship registration
  • Conversion: firm → LLP, LLP → company, OPC → Pvt Ltd
  • Startup India and DPIIT recognition
  • PAN, TAN, GST and other registrations bundled at incorporation
  • Drafting of MoA, AoA, LLP agreement and partnership deeds

Suited for

Founders launching new ventures · Promoters restructuring entities · Family business reorganisation

06

Audit & Assurance

Statutory audits, tax audits, internal audits and GST audits. We use our own workpaper automation so the working files are organised and reviewable.

Representative offerings

  • Statutory audit under the Companies Act and LLP Act
  • Tax audit under section 44AB of the Income Tax Act
  • Internal audit and concurrent audit engagements
  • Stock, receivables and revenue audits
  • GST audit and reconciliation reviews
  • Forensic and investigative audits
  • Due diligence and limited-scope reviews

Suited for

Companies · LLPs · Partnership firms · NBFCs · Co-operatives · Trusts and societies

07

Income Tax Advisory & Compliance

Tax planning, ITR filing, notice responses and appeals, for individuals, firms, companies, NRIs and people with capital-markets income.

Representative offerings

  • Tax planning for individuals, HUFs, firms, LLPs and companies
  • ITR preparation and filing across all return types
  • Capital gains structuring across equities, F&O, real estate, ESOPs
  • TDS compliance, returns and reconciliation
  • Notice and assessment representation
  • Reassessment, appeals and CIT(A) / ITAT support
  • Cross-border tax matters, DTAA and NRI taxation
  • Advance tax computation and quarterly reviews

Suited for

Individuals · Professionals · Promoters · Companies · NRIs · Family offices

08

GST Advisory & Compliance

Registration, monthly returns, ITC reconciliation, audits, notices and litigation. The full GST cycle.

Representative offerings

  • GST registration, amendments and de-registration
  • Monthly and quarterly returns including GSTR-1, 3B, 9, 9C
  • Input tax credit reconciliation and 2A/2B matching
  • E-invoicing, e-way bill and IRN setup
  • GST audit, annual return and reconciliation statement
  • Refund applications, including export and inverted-duty
  • Departmental representation and notice handling
  • GST litigation and appeals support

Suited for

All GST-registered businesses · Exporters · E-commerce sellers · Manufacturers · Service providers

Engagement Model

Retainer, project or outcome. Aligned, not transactional.

Retainer

Monthly or quarterly fee for ongoing advisory, compliance and access, with predictable, dedicated capacity.

Project

Fixed-scope, fixed-fee engagements: incorporation, audit cycles, transaction support, one-off mandates.

Success Fee

Where applicable, an outcome-linked fee aligns incentives with measurable wins: capital raised, savings delivered.

Discuss a mandate